As Tom and Jay prepare for the December holiday season, they consider the DOJ/SEC’s strong affirmation that aggressive FCPA enforcement is here to stay, changes to the Yates Memo/plea for increased cooperation and some of the week’s other top compliance and ethics stories.
For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com.
NOVEMBER 30, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
NOVEMBER 29, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive into the recent Vantage Drilling FCPA enforcement action. It is a highly unusual enforcement action with some very different facts from the standard FCPA case. It provides some new lessons learned for the compliance professional (and some old ones as well).
Some of the highlights from this podcast are:
For more see Matt’s blog post SEC Dings Vantage $5M on FCPA Issues and see Tom’s blog post, The Vantage Drilling FCPA Enforcement Action.
In today’s edition of Daily Compliance News:
NOVEMBER 27, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
In today’s edition of Daily Compliance News:
As Tom and Jay move from eating way to much to watching some great college football on this Thanksgiving holiday weekend, they look at some of the week’s top compliance and ethics stories.
For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com.
In today’s edition of Daily Compliance News:
NOVEMBER 20, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
As Tom and Jay mourn the death of cultural icon Stan Lee, they consider that story and look at some of the week’s top compliance and ethics stories.
For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com.
NOVEMBER 16, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
Welcome to the only roundtable podcast in compliance. This week’s episode was is dedicated to considering one article which recently appeared in the New York Times, entitled, “Trump Administration Spares Corporate Wrongdoers Billions in Penalties”. Each panelist considers the piece and its underlying principals from their own perspective.
For additional reading see the following from Cordery Compliance:
http://www.corderycompliance.com/client-alert-rolls-royce-case-sends-a-strong-signal/
http://www.corderycompliance.com/new-sfo-director-assumes-office-2-2/
http://www.corderycompliance.com/brexit-and-compliance-2/
http://www.corderycompliance.com/client-alert-skansen-linked-executives-jailed-for-bribery-in-uk/
The members of the Everything Compliance panelist are:
The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Compliance Evangelist. Everything Compliance is a part of the Compliance Podcast Network.
NOVEMBER 15, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
In this podcast series, I visit with Vin DiCianni, founder and President of Affiliated Monitors, Inc. (AMI) and Eric Feldman, Senior Vice President of AMI. We consider the global view of ethics, compliance and corporate culture of non-US companies, outside the US; in both their home countries and in other countries. AMI does independent integrity monitoring in multiple countries outside the US and for many non-US organizations. This work has given them a unique vantage point to observe developments. In this Part III, I discuss trends in ethics and compliance programs in Spain with DiCianni.
For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com.
The FCPA Compliance Report is the longest running podcast in compliance. This summer, the Compliance Podcast Network posted its 1000thpodcast in its catalogue. The FCPA Compliance Report is the most senior podcast in this network. To commemorate this event, I am featuring a five-year retrospective for the topic of each podcast. In each podcast, I consider where we were, where we are now and where we will be going in the next five years.
In the Episode, I visit with podcast favorite Mike Volkov and we consider FCPA enforcement and compliance programs over the past five years and where it may be going in the future. In this podcast we discuss:
NOVEMBER 12, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
Goldman Sachs has a very bad week, most particularly around its role in the 1MDB scandal. Tom and Jay consider that story and look at some of the week’s top compliance and ethics stories.
For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com.
NOVEMBER 8, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive into the recently announced reorganization of the Michigan State University compliance function, rolling it into the newly created Office of Audit, Risk, and Compliance.
Some of the highlights from this podcast are:
For more see Matt’s blog post, Michigan State Reorgs Compliance Again
NOVEMBER 7, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
NOVEMBER 6, 2018 BY TOM FOX
In today’s edition of Daily Compliance News:
In this episode, I visit with James Koukios, a partner at Morrison and Foerster in Washington DC. Koukios is a former prosecutor from the Department of Justice who worked in the FCPA Unit. He is back to discuss the firm’s monthly newsletter the Top 10 International Anti-Corruption Developments for August 2018. In this podcast we discuss:
To see the firm’s Top 10 International Anti-Corruption Developments for August 2018, click here.
NOVEMER 5, 2018 BY TOM FOX
In today’s edition of Daily Compliance News: