Jay and I return for a wide-ranging discussion on some of the top compliance and ethics related stories, including:
- Astros win the 2017 World Series in seven games. See Tom’s complete report in the FCPA Compliance Report.
- SEC names Charles Cain as head of FCPA Unit. See article by Dick Cassin in the FCPA Blog.
- Small banks face the same risks on money laundering as larger banks do, as small Texas bank fined by FinCEN. Sam Rubenfeld reports in the WSJ Risk and Compliance Report.
- The myth of the revolving door. See article in Just Anti-Corruption (sub. req’d)
- French Court Convicts Equatorial Guinean Vice President Teodorin Obiang for Laundering Grand Corruption Proceeds. See article by Shirley Pouget and Ken Hurwitz in the Global Anticorruption Blog.
- Compliance goes Hollywood. Is Jay Rosen involved? Matt Kelly reports in Radical Compliance.
- Adam Turteltaub speaks with incoming SCCE President Gerry Zack on the SCCE’s Compliance Perspectives podcast.
- Brandon Fox (no relation) takes a look at the report of corruption at FIFA, its responses and implications in NYU’s Compliance and Enforcement blog. Part I on the Garcia Report; Part II on responses going forward.
- Will the Trump Administration blow up America’s biggest trading relationships? Tom considers this question with Doreen Edelman about the ongoing NAFTA negotiations the Compliance Report-International Edition podcast.
- Join Tom’s monthly podcast series on One Month to a More Effective Compliance Program. In November, I consider how a 360-degree view of communications can enhance your compliance program. This month’s sponsor is the Dun & Bradstreet. It is available on the FCPA Compliance Report, iTunes, Libsyn, YouTube and JDSupra.